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Our consulting
services concentrate on helping insurers solve regulatory compliance problems.
We will help you identify and correct issues before a state exam occurs. Performing
a mock audit reveals problem areas in your company's operations which can be fixed
prior to an on-site state examination.
Equipped with the knowledge gained from a mock audit, you can then implement corrective
actions to greatly reduce the administrative time and costs associated with market
conduct examinations.
WE CAN ALSO HELP YOU WITH:
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File reviews, seminars, and auditing checklists, to assist you with your emerging
compliance programs
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Starting a market conduct compliance department or program
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Preparing for your next state insurance department examination
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Finding new solutions to avoid being the target of costly exams
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Assessing current compliance methods and procedures to determine areas of vulnerability
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Satisfying regulatory requirements that vary from state to state and constantly change
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Any other issue that you need resolved
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Research Projects
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Remedial Actions
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Consultations
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Mock Exams
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Re-Exams
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Seminars
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Training
Questions, Comments, Suggestions, Quote or Demo
Login ID to the "Market Conduct Auditor"
Call 978-433-1917 or
Email: marketconduct@charter.net
Click on the link below to access the "Market Conduct Auditor"
database.
Market Conduct Auditor Login
Copyright 2001-2005
Lou Penn & Associates, Inc. All rights reserved.
Revised: March 15, 2005
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