Lou Penn & Associates Inc.



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We have created a compliance product that contains the following compliance information:
  • Market conduct compliance requirements for each state, i.e, by:
    Industy (Life, Health, P/C, Surplus Lines, Mortgage, Title, etc...), State, Line of Business, Sub-line of Business, Category, Compliance Item, Detail Item, and Issue.

  • The state enforcement penalties organized by description, penalty, date, company, etc., for each violation.

  • All of the required state forms mandated by a state's requirements including all of the filing checklists for each state are included with the applicable cite.

  • All revisions to a state's citation text as it is revised.

  • Search capabilities by:
    • Drilldown
    • Drilldown Treeview
    • Full Combination
    • Checklist
    • Word
    • Reference #


CALL TODAY FOR A FREE DEMO ON THE INTERNET
TO SEE HOW WE CAN HELP YOU COMPLY!



Questions, Comments, Suggestions, Quote or Demo Login ID to the "Market Conduct Auditor"

Call 978-433-1917 or
Email: marketconduct@charter.net


Click on the link below to access the "Market Conduct Auditor" database.
Market Conduct Auditor Login


Copyright 2001- Lou Penn & Associates, Inc. All rights reserved.